Software for regulatory reporting and supervisory reporting at banks and insurers
For the selection, what counts is which reports a solution covers for your bank or insurer and how a reported value can be traced back to the data source. Check with the specialist team a correction after approval on the same reporting date.
35 specialist profiles and the supplementary offer from T-NEX
36 of 36 entries
Publisher's offer first · Other entries alphabetical
T-NEX
Publisher’s own offer
Dynamic AI Reporting · Custom analysis
For institutions, T-NEX could be considered for an internal control view of approved reporting data. A reconciled reporting total serves as the reference. For the formal submission, the scope of services of the regulatory reporting system in use is decisive.
Example question Which items explain a difference from the approved reporting position?
Altova offers an add-in for Excel for creating Solvency II reports in XBRL format. For insurance teams with existing spreadsheet preparation, this is a specialised final step between the report populated from a business perspective and the technical output format. In the selection, what matters above all are the templates required and matching taxonomy versions.
Assessment: Insurance teams that consolidate reporting data in Excel.
AQMetrics brings reporting processes for investment managers together in one environment. The provider mentions both transaction-related reports and fund-related reports. For the selection, the business area should have a specific fund and a specific trade report demonstrated separately, since data scope, deadlines and processing workflows can differ.
Assessment: Asset managers and investment companies with several reporting processes.
Suitable tasks
Fund reporting; regulatory transaction reports; multiple jurisdictions
Data and integration
Fund, position and transaction data required per report type.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Have supported reports and the actual technical submission options confirmed per country.
DPM Authority supports XBRL reports based on Data Point Models. The software generates Excel versions of suitable report templates and processes the values entered in them for the reporting format. This makes it of interest to reporting teams who work in spreadsheets from a business perspective and need a traceable workflow for the technical conversion.
Assessment: Reporting institutions with DPM-based reporting formats.
Suitable tasks
DPM report templates; Excel to XBRL
Data and integration
Values in the report templates generated for the chosen Data Point Model.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Confirm the specific taxonomy, supported reporting dates and required validations before selection.
Bloomberg RHUB supports trade and transaction reporting for several regions. Depending on the module, financial institutions can cover MiFIR or SFTR processes, for example. For a procurement decision, domestic and cross-border trade cases should be tested separately, because different roles and recipients can come together in the reporting workflow.
Assessment: Institutions with activity at several trading venues and in several countries.
cleversoft offers software and reporting services for insurers. The offer includes Solvency II reporting processes and its own variants for the UK market. For the selection, it is important which data the institution must supply and how responsibility for calculation, validation and final approval is divided between the business area and the service provider.
Assessment: Insurers who want to procure individual reporting tasks or a more comprehensive reporting chain.
Suitable tasks
Insurance reporting; Solvency II reports; reporting service
Data and integration
The financial and risk data to be provided for the agreed insurance report.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Agree service limits, data corrections and approval by the institution using a specific report.
For alternative funds, Confluence links regulatory reports, financial statements and investor communication. A structured data basis is meant to be reusable in several outputs. For a fund administrator, it matters which data are approved again after a correction and which already published report versions remain archived unchanged.
Assessment: Managers and administrators of private market funds.
Suitable tasks
Reports for alternative funds; regulatory filings; investor reports
Data and integration
Valuation, position and financial data consolidated for the fund.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Follow a reference fund with a subsequently changed valuation through the reporting process.
With Glacier, DataTracks offers the preparation of Solvency II reports including XBRL tagging. For procurement, it is particularly relevant whether the team can take over existing data from its reporting process and correct errors in a targeted way before submission. The scope of accompanying services should be stated in the offer.
Assessment: Insurers with a specific need for technical preparation and validation.
Suitable tasks
Insurance reports; XBRL preparation
Data and integration
The insurance and reporting data provided for processing.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Go through an existing report template and a correction case with the provider.
deltaconX consolidates transaction reports from different countries and formats on one platform. The provider lists solutions for EMIR, MiFIR and SFTR, among others. A sensible practical test follows a single trade from its arrival in the system to the feedback from the intended receiving body and takes a subsequent correction into account.
Assessment: Banks, investment firms and other houses with several trade reporting chains.
Clearstream Fund Services prepares investor information, regulatory documents and industry templates from fund data. The provider describes, among other things, the creation and distribution of PRIIPs KIDs and UCITS KIIDs. In the selection test, a changed product characteristic should be followed through all affected document variants and output channels.
Assessment: Asset managers and transfer agents with international fund distribution.
Suitable tasks
Fund disclosure; regulatory product documents; document distribution
Data and integration
Product and fund data for calculations, document creation and distribution.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Record markets, languages and final recipients of the documents for each share class.
DTCC Report Hub supports several parties in preparing trade reports. With the documented Assisted Reporting, brokers can, for example, supply trade details and their clients add further information. For the selection, it is particularly relevant how missing counterparty data and responsibility for supplementing it can be identified in live operation.
Assessment: Brokers and institutional clients with jointly processed reporting data.
Suitable tasks
Assisted Reporting; derivatives and transaction reports
Data and integration
Transaction data from broker and client as well as supplementary details on the trade.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Reporting service and market data infrastructure.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Have the limits of responsibility and the link to the repository route actually used demonstrated.
EDITOR is the web application of European DataWarehouse for providing securitisation and loan-level data. It thus addresses a clearly delimited part of financial reporting. In the selection, submitters should use a sample data set to check which fields are validated and how they can resubmit a corrected data version.
Assessment: Reporting entities and service providers in the securitisation market.
Suitable tasks
Securitisation reporting; provision of loan-level data
Data and integration
Loan-level data and associated securitisation information.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Web application of European DataWarehouse.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Name specifically the intended repository, data templates and access for the roles involved.
FE fundinfo produces standardised regulatory fund documents, including PRIIPs key information documents and UCITS KIIDs. For providers with many share classes, it is relevant whether source data, calculations and language versions can be updated together when a product changes. The offer concerns the production and provision of such documents in fund distribution.
Assessment: Fund companies and product managers with many document variants.
Suitable tasks
Regulatory fund documents; PRIIPs KID production; language variants
Data and integration
Product, fund and calculation data for the agreed document types.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Separate responsibility for calculation, translation, approval and distribution of the documents in the offer.
Fintellix describes a standardised data schema from which several regulatory output formats can be generated. In addition, the company offers its own solution for Lloyd’s syndicate reports. For internationally active institutions, the exact assignment of supported reports to the respective country and product is therefore decisive in the assessment.
Assessment: Banks or insurance syndicates with a reporting format confirmed by the provider.
Suitable tasks
Bank regulatory reporting; multiple output formats; syndicate reports
Data and integration
Reporting data in the provider's schema or data for the selected syndicate solution.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Verify country, report type and technical version using a reference report approved by the institution.
The Insurance Risk Suite links actuarial models and financial reporting. FIS mentions analyses for IFRS 17 and Solvency II, among others, and describes the traceability of the calculations. In the assessment, the actuarial team should follow a known model result through to the report actually required.
Assessment: Insurers who further process results from capital and cash flow models.
Suitable tasks
Insurance reporting; actuarial results analysis
Data and integration
Insurance portfolios, assumptions and results from the actuarial models set up.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Check separately the scope of calculation and reporting and any additional components required for a submission.
SOLVARA is aimed at insurance companies that produce Solvency II reports. The product is offered by ISS Software in the Sopra Steria group. For the selection, the specialist team should use a known reporting quarter to check how data from investments and insurance technical accounts are combined and which controls are visible before approval.
Assessment: Insurers with regular quantitative supervisory reporting.
Suitable tasks
Insurance regulatory reporting; Solvency II reports
Data and integration
Portfolio, financial and risk data prepared for the selected insurance reports.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Record the required report formats, supported versions and the specific submission interface.
ReportShield checks the quality of regulatory reports. The offer is aimed at institutions that need additional independent controls for existing reporting chains. The check can help, for example, with the question of whether the reported trade data match the original trade from a business perspective. A technical acknowledgement of receipt from the recipient alone does not answer this.
Assessment: Institutions with existing transaction reporting and a separate need for controls.
Suitable tasks
Quality assurance for reporting data; control of trade reports
Data and integration
Trade and reporting data provided for the check.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Control and assurance offer, scope by agreement.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Have the scope of the samples, control coverage and format of the findings named specifically.
LSEG offers modular services and software for regulatory reporting, including MiFIR transaction reports in the United Kingdom and the EU. For the operational selection, an institution should check how it monitors the reporting status of individual trades and distinguishes errors in a data delivery from the recipient's business-related rejections.
Assessment: Investment firms and banks with trading activity in Europe or the United Kingdom.
Polaris takes over data from client systems, checks it and prepares it for forwarding in the required reporting formats. The provider also describes feedback, error correction and reconciliations. An institution can use this to test whether a rejected transaction can be traced unambiguously from the status overview back to the original trade.
Assessment: Reporting teams with several trading systems and a need for central processing.
Milliman VEGA supports Solvency II calculations and the associated reporting. The solution is suitable for insurers who want to align their data preparation, calculation and report production. A practical test includes a change to the input data and the question of which analyses must then be recreated and checked.
Assessment: Insurers with a need for an end-to-end view of calculation and report.
Suitable tasks
Solvency II reporting; capital calculation and report reconciliation
Data and integration
The insurance and investment data taken over for capital calculation and reports.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Reconcile own model assumptions and national reporting particularities using a past reporting date.
BAIS is regulatory reporting software for banks. msg for banking additionally offers services for reporting processes. This allows institutions to consider separately which work steps they keep in their own business area and where they need support for operation or business processing.
Assessment: Banks that want to model their reporting processes with BAIS or have them managed.
Suitable tasks
Supervisory bank reports; support in reporting operations
Data and integration
In-house bank reporting and source system data of the agreed reporting chain.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Mark in the offer who corrects data errors, approves reports and handles queries.
AxiomSL supports the path from financial and risk data to regulatory reports. Following the acquisition of Adenza, the solution belongs to Nasdaq. For an institution with several reporting chains, it is particularly interesting whether an input value can be traced across preparation and calculation steps to the final report item.
Assessment: Institutions that want to consolidate several regulatory data and reporting processes.
Suitable tasks
Bank reports; risk reporting; evidence of data lineage
Data and integration
Financial, position and risk data connected to the AxiomSL platform.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Use a conspicuous value to check the path back into the source system and the correction in the next run.
NeoXam Impress produces reports for asset managers, banks and insurers. The focus is on producing client and regulatory reports and consolidating the investment data required. A suitable test is the output of the same portfolio for two recipients with different levels of detail and in each case documented data lineage.
Assessment: Institutions with recurring report production from investment data.
For risk analysis, GLASS links assets, liabilities and economic scenarios. Ortec Finance mentions ORSA analyses, impact analyses and capital development, among others. For the reporting decision, it is significant whether the specialist team can also show the effect of a management action on risk and capital in a traceable way across several entities.
Assessment: Insurers with strategic risk and capital planning.
Suitable tasks
ORSA analyses; risk reports; scenario comparisons
Data and integration
Investment holdings, liabilities and economic scenarios for the balance sheet model as a whole.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Separate internal risk analysis, reporting document and technical submission in the scope of services desired.
With okular modules and calculation kernels, parcIT supports the processing steps required for regulatory reporting. The focus is, among other things, on capital, liquidity and interest rate risk KPIs. The selection therefore also concerns the business consistency between bank management and the KPIs that feed into a downstream reporting chain.
Assessment: Banks with okular or corresponding cooperative bank-wide management.
Suitable tasks
Reporting KPIs; liquidity and interest rate risk; integration of bank management
Data and integration
Data on credit, liquidity and interest rate risk management as well as bank-wide planning.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Assign computing power, data delivery and the final submission of a report as separate tasks in the offer.
Regnology offers separate solutions for the regulatory reporting of banks and insurers. The Reporting Hub addresses bank reports, while the Insurance Hub processes insurance data on a common data model. For the selection, what is decisive is which data are taken over from the source systems and how a corrected report can be traced back to its original value.
Assessment: Banks and insurers with recurring supervisory reporting chains.
Suitable tasks
Bank regulatory reporting; insurance reports; data validation
Data and integration
Reporting data from the source systems connected in the respective hub.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Confirm coverage of the own reporting scope, taxonomy versions and responsibilities for approval and submission.
RegSensus runs FundApps and SteelEye under a common brand. For the disclosure of shareholdings, the former FundApps offer monitors ownership positions and relevant thresholds, among other things. In the product selection, it must be clarified who assesses a triggered report from a business perspective and which documents are retained at the time of assessment.
Assessment: Investment managers and other institutions with cross-border shareholding positions.
Suitable tasks
Shareholding monitoring; disclosure reporting
Data and integration
Holdings and shareholding data of the monitored portfolios.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Check aggregation across funds, group companies or mandates and approval of a report using sample data.
RNA Analytics links actuarial modelling, risk calculation and presentation of results. R3S Modeler can model IFRS 17, Solvency II and economic capital, among others. The focus is thus on the production and analysis of the calculated reporting values. A desired submission to the supervisory authority should be separately evidenced by the insurer.
Assessment: Insurers with self-maintained actuarial models and regular results reporting.
Suitable tasks
Actuarial reporting figures; analysis of Solvency II models
Data and integration
Insurance portfolio data, model assumptions and results of the R3S runs.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Test model runs, results export and transfer into existing report templates with your own contracts.
Cappitech processes transaction reports across several reporting regimes. S&P Global mentions EMIR, MiFID and SFTR, among others. For an institution with international trading, it is of interest which components of a trade are reused in several reporting chains and which information must additionally be supplied per report format.
Assessment: Financial institutions with several country- or product-specific transaction reporting chains.
Suitable tasks
Transaction reporting; reports across several markets
Data and integration
Trade and reference data required for the respective reporting chain.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Run through two representative trade types and a correction in the intended formats.
SBS offers a solution for regulatory reports integrated into the Banking Platform. After data collection, calculations and controls can be linked to processing runs. For regulatory reporting, it is relevant which inputs may be changed and how the team can re-run and compare a corrected run.
Assessment: Banks that want to connect their reporting chain with the SBS Banking Platform.
Suitable tasks
Bank regulatory reporting; chained calculation and check runs
Data and integration
Bank data of the Banking Platform and agreed further data deliveries.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
SaaS product variant documented.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Clarify country coverage, data deliveries outside SBS and acceptance of the first reporting cycle.
SIX offers post-trade reporting services for banks, investment firms and trading venues. The services described comprise reporting processes around EMIR, SFTR and MiFID II or MiFIR respectively. For an institution, what is decisive is which service prepares data and where it can trace the status, errors and acceptance of its report.
Assessment: Banks and investment firms with a need for European reporting infrastructure.
SS&C offers a solution for Annex IV reports of alternative investment funds. The service described combines data enrichment with automated processing and professional support. For the selection, a fund manager should check which data it must supply itself, how missing information is supplemented and who approves the figures before submission.
Assessment: Managers of alternative investment funds with corresponding reporting needs.
Suitable tasks
Annex IV reporting; preparation of fund reporting data
Data and integration
Position and fund information to be supplied for the specific fund report.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Define reporting scope, correction runs and division of tasks with the commissioned service.
As a service provider, TRAction takes over defined tasks of transaction reporting. Unlike a pure software purchase, the selection discussion is mainly about the scope of the engagement. The specialist team and service provider should use a trade to record who provides data, clarifies errors and evaluates feedback.
Assessment: Trading institutions that want to outsource parts of the reporting run to a service provider.
Suitable tasks
Delegated trade reporting; EMIR, MiFIR and SFTR reporting chains
Data and integration
The transaction data agreed for the respective trading regime.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Delegated reporting service.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Expressly agree how to handle trades already reported elsewhere and subsequent changes.
UBPartner supports the collection, validation and preparation of XBRL reports for insurers and pension institutions. The offer is suitable for teams whose business values are already available and who need technical processing for different reporting schemas. In the test, a validation message should lead unambiguously to the faulty source item.
Assessment: Insurers and pension institutions with structured reporting data.
Suitable tasks
XBRL validation; insurance and pension reporting
Data and integration
Business reporting data for the XBRL taxonomies used in each case.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Check supported national extensions and the integration of the existing data supplier.
RiskAgility SF calculates capital figures under the standard formula and can aggregate business units for analyses. The associated Unify platform keeps a history of models, parameters, inputs and results, among other things. The solution thus addresses the calculation and analysis side of an insurance report. The submission route is to be considered as a separate service component.
Assessment: Actuarial and risk functions with standard formula calculations.
Suitable tasks
Capital reporting; analysis of group results; model history
Data and integration
Input data, parameters and results of the models managed in RiskAgility.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Have a group report show which aggregation and model version produced the result.
zeb.control supports banks in preparing reporting data and offers its own Solvency II solution for insurers. In the selection, institutions should narrow down the report types they need. A known report with a subsequent data correction shows how the application handles calculation status, approval and resubmission.
Assessment: Regulatory reporting teams at banks or insurers, depending on the module selected.
Suitable tasks
Regulatory reporting for banks; Solvency II reports
Data and integration
Financial and risk data of the model and reporting landscape set up in zeb.control.
AI functions
Not documented as a function in the sources consulted. This does not mean that no AI is offered.
Operating model
Clarify the operating model and data location with the provider.
Pricing basis
Request the scope of services, introduction and ongoing fees for the specific institution.
Check before selecting
Reconcile a management-related result and the corresponding reporting item over the same reporting date.
